MDB Capital/Disclosures

Regulation S-P Firm Privacy Notice

Rev. May 2024

FACTS	WHAT DOES MDB CAPITAL DO WITH YOUR PERSONAL INFORMATION?
Why?	Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What?	The types of personal information we collect and share depend on the product or service you have with us. This information can include: Social Security number, income, and employment history Account balances and transaction history Email and contact information Credit history and investment experience
How?	All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons MDB Capital (“MDB”) chooses to share; and whether you can limit this sharing. Please note that MDB does not sell the personal information you provide to us to unaffiliated third parties.

Reasons we can share your personal information	Does MDB share?	Can you limit this sharing?
For our everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus.	YES	NO
For our marketing purposes – with service providers we use to offer our products and services to you	YES	NO
For joint marketing with other financial companies	NO	We don’t share
For our affiliates’ everyday business purposes – information about your transactions and experiences	YES	NO
For our affiliates’ everyday business purposes – information about your creditworthiness	YES	YES
For our affiliates to market to you	YES	YES
For nonaffiliates to market to you	NO	We don’t share

To limit our sharing

Call 945.262.9010

Please note:

If you are a new customer, we can begin sharing your information 30 days from the date we sent this notice. When you are no longer our customer, we continue to share your information as described in this notice.

However, you can contact us at any time to limit our sharing.

Questions?

Call 945.262.9010 or go to mdb.com

Who we are
Who is providing this notice?	MDB Capital (a dba of Public Ventures, LLC)
What we do
How does MDB protect my personal information?	To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. We educate our employees in our protection of customer information policy. Within MDB, your personal information is available only to those individuals who are involved in servicing your financial needs or in supervisory activities.
How does MDB collect my personal information?	We collect your personal information, for example, when you open an account seek recommendations about your investment make deposits or withdrawals to your account enter into a securities sales and purchase agreement We also collect your personal information from others, such as credit bureaus, affiliates, or other companies.
Why can’t I limit all sharing?	Federal law gives you the right to limit only sharing for affiliates’ everyday business purposes – information about your creditworthiness affiliates from using your information to market to yo sharing for nonaffiliates to market to you State laws and individual companies may give you additional rights to limit sharing.
What happens when I limit sharing for an account I hold jointly with someone else?	Your choices will apply to everyone on your account.

Definitions
Affiliates	Companies related by common ownership or control. They can be financial and nonfinancial companies. Our parent company MDB Capital Holdings, LLC and its subsidiaries
Nonaffiliates	Companies not related by common ownership or control. They can be financial and nonfinancial companies. MDB does not share with nonaffiliates so they can market to you. MDB shares information with non-affiliated companies that perform support services for your account or process your transactions.
Joint marketing	A formal agreement between nonaffiliated financial companies that together market financial products or services to you. MDB does not jointly market.
Other important information
Should you have any questions, concerns, or desire more information about your account, please contact your Public Ventures financial professional for further assistance. If deemed appropriate, any concerns you may have regarding the investment handling of your account may be directed to: MDB Capital Compliance Department 14135 Midway Road, Suite G-150 Addison, TX 75001 (945) 262-9017
If you have an MDB Capital account at Interactive Brokers (“IB”), IB will provide trade execution, clearing, and related activities for your account. In connection with these services, IB is required to communicate its position as it pertains to the privacy of customer information. Please refer to the Interactive Brokers Privacy Policy at www.interactivebrokers.com for further information.